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LOU in a Box

GLEIF requirements present increasing workloads for LOUs;
pTools SaaS based “LOU in a box” can maintain compliance
and automate LEI application and issuance.

Complete the form to see a short demo.

lou in a box

Validation Agent and Partner Management

The new Validation Agent framework allows LOUs to work with banks and other financial services institutions to leverage their existing KYC and AML processes in the LEI issuance workflow. pTools ‘LOU in a box’ allows you to manage VAs in one secure centralised system. The system can be integrated into the KYC and AML workflows of validation agents to automate the validation of LEI issuance. The solution includes distinct administrative and reporting environments for partners and administrators.

Enhanced WIW and WoW Processes

Level II ownership data management leveraging integration with the GLIEF dataset and the integration of business registry data, including optimising the workflow on the application’s Entity Category and Exception Record reporting.

ISIN to LEI Matching Integration

Many LEIs are created for the purposes of being issued with ISIN numbers. The system allows you have a 360 degree view of what LEIs are associated with what ISIN numbers.

Payments management

A distinct payment environment, we will also consider options for (bulk) partner account management and for pre-payment with a view allowing partners to rapidly submit to the LEI applications process. The system allows for integration with 3rd payment gateways.

Described as an “LOU in a box” by GLEIF and others,
here are some of the benefits our clients have reported:

  • Compliance with GLIEF IT & API requirements is automatically updated
  • SLA deadlines are turned into positive response times
  • Experienced staff are empowered to handle complex escalations & issues
  • Data quality is transformed by enforcement of data standards
  • Template based bulk application processing
  • Automation of scheduled tasks
  • Seamless inclusion of third parties into application process
  • Automation validation of form fields against trusted sources
  • Proven integration with GLEIF systems
  • Automation messaging & payment processing
  • Business registry integration & validation of level II ownership data
  • Reduction in staffing costs

Pricing Structure

Standard

For smaller LOUs seeking to automate existing processes.

Contact us for pricing

Top Features

  • Manage all LEIs with a single monthly fee per 1000 LEIs
  • Bulk LEI Upload
  • Automated data validation
  • Guaranteed data quality through pTools Notarization and Forms Technologies
  • GLEIF API integration

And other advanced components of the pTools software framework.

Plus

For Mid-sized LOUs or those seeking advanced administration tools.

Contact us for pricing

Top Features

  • Everything featured in ‘Standard’
  • Manage up to 50,000 LEIs with additional monthly for excess per 1,000 LEIs
  • Automated client renewals and payments
  • Blockchain and pTools Notarized documents

And other advanced components of the pTools software framework.

Enterprise

For very large LOUs or those requiring customisation & consultancy.

Contact us for pricing

Top Features

  • Everything featured in ‘Plus’
  • Manage unlimited LEIs
  • Dedicated 24hr help desk
  • Validation agent and partner management

And other advanced components of the pTools software framework.

Banking and Validation Agents

For Banks and Validation Agents Managing Client LEIs.

Contact us for pricing

Top Features

  • Manage all LEIs with a single monthly fee per 1000 LEIs
  • Automated client renewals and payments
  • Bulk LEI Management
  • Guaranteed data quality through pTools Notarization and Forms Technologies

And other advanced components of the pTools software framework.

Complete the form to see a short demo